Update on CFTC, NFA and Other Derivatives Developments
Presentation by Josh Sterling, partner, and Locke McMurray, of counsel, of Jones Day to the IAA CFTC Commitee on May 16, 2023.
May 16, 2023
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The IAA joined others to submit comments to the CFTC regarding the potential for adverse and unintended cross-border impacts of its proposal regarding the regulation of commodity pool operators and commodity trading advisors.
September 13, 2019
The IAA joined other trade associations to urge the CFTC to extend the deadline for comments on the proposal regarding swap execution facilities and the trade execution requirement because of the complexity and size of the proposal.
December 21, 2018
The IAA recommended that the CFTC eliminate duplicative registration requirements and outdated conditions. The IAA also sought clarification regarding certain exemptions and requested that SEC-registered advisers be excluded from certain proposed provisions.
December 17, 2018
This article discusses certain U.S. reporting and compliance obligations for advisers and private funds.
March 21, 2023
IAA, Joint Trade Association Letter Requesting Extension of Comment Period for Form PF Proposal
The IAA and other trade associations urge the SEC and CFTC to extend the comment period for their joint Form PF proposal for private fund advisers.
September 14, 2022
IAA, Joint Trades Letter Supporting Deferral of Compliance Dates for Initial Margin Requirements
The IAA joined other trade associations to submit a letter to regulators supporting the deferral of compliance dates for the application of initial margin requirements due to the impact of the pandemic and supporting the issuance of a CFTC proposal on margin requirements.
August 26, 2020
IAA, Joint Trades Letter to the CFTC on the 3.10 Exemption Proposal
The IAA joined other trade associations to submit a letter to the CFTC supporting proposed amendments to the 3.10 Exemption and recommending adjustments and clarifications.
August 11, 2020