June 2025 Sample Examination Letter – ESG
This is a sample SEC examination letter that includes several questions on ESG investing. It also includes a template to respond to data requests.
June 18, 2025
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June 2025 Sample Examination Letter – ESG
This is a sample SEC examination letter that includes several questions on ESG investing. It also includes a template to respond to data requests.
June 18, 2025
October 2023 Sample Examination Letter – Boston – Marketing Rule and ESG
This is a sample SEC examination letter from October 2023 from the Boston office that includes questions on the Marketing Rule and ESG investing.
October 31, 2023
Letter to Senate Appropriations Subcommittee on the SEC FY2024 Budget
The IAA submitted a letter to the Senate Appropriations Subcommittee on Financial Services and General Government on the SEC’s FY 2024 budget request and to thank the Subcommittee for its support of providing $2.4 billion to the agency.
July 25, 2023
2021 Sample Examination Letter – ESG
This is a sample SEC examination letter from 2021 regarding ESG.
January 01, 2021
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