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IAA Letter to NFA on Proposed Amendments to Member Questionnaire
The IAA urges the NFA to reconsider its proposal to amend the NFA member questionnaire for commodity trading advisors and commodity pool operators to allow for more flexibility in filing requirements.
May 10, 2024
IAA Submits Letter to CFTC on Regulation 4.7 Disclosure Proposal for CPOs and CTAs
The IAA urges the CFTC to refrain from adopting unnecessary and costly disclosure for CFTC Regulation 4.7 commodity pool operators (CPOs) and commodity trading advisors (CTAs) whose investors and clients are sophisticated Qualified Eligible Participants (QEPs).
December 11, 2023
This article discusses certain U.S. reporting and compliance obligations for advisers and private funds.
March 21, 2023
IAA, Joint Trade Association Letter Requesting Extension of Comment Period for Form PF Proposal
The IAA and other trade associations urge the SEC and CFTC to extend the comment period for their joint Form PF proposal for private fund advisers.
September 14, 2022
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