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Comments on SEC Proposal to Shorten Securities Settlement Cycle to T+1

We support the SEC’s proposal to shorten the securities settlement cycle to T+1 and provide recommendations that we believe will better balance the SEC’s desire for information with operational realities of how investment advisers engage in securities trading. We also strongly encourage the SEC to not consider moving to a T+0 settlement cycle until the T+1 settlement cycle has been implemented for at least two years and the SEC has had adequate time to analyze data from all stakeholders.

April 11, 2022

Keywords: Recordkeeping, Securities Settlement Cycle, Trading

Categories & Topics: Books & Records, Brokerage & Trading, Business Ops/HR, Compliance

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