Following are the current officers and the Board of Governors of the Investment Adviser Association:
Richard Adler
CEO
Red Arrow Capital
Winnetka, IL
Strategic consulting to asset and wealth management firms/director of two IAA member firms
Benjamin Alden
Chief Risk Officer — Financial Advisor Services
Vanguard Group, Inc.
Malvern, PA
AUM: $5.7 T
Geoffrey Alexander
Chief Executive Officer
R. M. Davis, Inc.
Portland, ME
AUM: $3.9 B
Wealth management firm for individuals, HNW individuals & charitable organizations
Alison Baur
Deputy General Counsel
Franklin Templeton Investments
San Mateo, CA
AUM: $435 B
Global asset management firm for institutions, retail and HNW clients
Christine Carsman
Senior Policy Advisor
Affiliated Managers Group, Inc.
Prides Crossing, MA
AUM: $778 B
Invests in boutique asset and wealth management firms (40 independent firms)
James Febeo
Senior VP, Head of Federal Government Relations
Fidelity Investments
Boston, MA
AUM: $868.5 B
Global asset management firm for institutions, retail and HNW clients
Yvette Garcia
Managing Director, General Counsel
Bessemer Trust
New York, NY
AUM: $14.9 B /over $100 B assets under supervision
Multifamily office that provides comprehensive investment management, wealth planning and family office services
Joan Giardina
Principal
Chesley, Taft & Associates, LLC
Chicago, IL
AUM: $1.6 B
Investment management for HNW clients, families, retirement plans, and small institutions
Catherine C. Halberstadt
Co-President and Co-Chief Executive Officer
Osterweis Capital Management
San Francisco, CA
AUM: $5.4 B
Richard Hough III
President and CEO
Silvercrest Asset Management
New York, NY
AUM: $19 B
Asset management for HNW individuals and select institutional investors
Mason King
Principal
Luther King Capital Management
Fort Worth, TX
AUM: $16.3 B
Investment advisory firm for HNW individuals, foundations, and other institutions
Charles Mahar
CEO/Chief Investment Officer
Tealwood Asset Management
Minneapolis, MN
AUM: $388 M
Investment management and financial planning for HNW clients
Christine Morgan
Deputy General Counsel
T. Rowe Price Associates, Inc.
Baltimore, MD
AUM: $940.6 B
Global asset management firm for institutions, retail and HNW clients
Gwen Reinke
Chief Compliance Officer
Vista Equity Partners
San Francisco, CA
AUM: $56.6 B
Institutional investment management
Jeff Schweon
Partner, Chief Legal Officer
Williams, Jones & Associates, LLC
New York, NY
AUM: $6.9 B
Investment and wealth management for HNW and UHNW clients
Burnie Sparks
President
Bailard, Inc.
Foster City, CA
AUM: $3.9 B
Asset management and wealth management for HNW clients and small institutions
Peter Tuz
President, Senior Securities Analyst & Portfolio Manager
Chase Investment Counsel Corporation
Charlottesville, VA
AUM: $275 M
Investment management for HNW clients and some institutional
Steven Wilkes
CEO and Portfolio Manager
Hutchinson Capital Management
Larkspur, CA
AUM: $585 M
Independent advisory firm serving individuals, HNW individuals, pension plans & corporations
Jane Williams
Co-Founder and Chairman
Sand Hill Global Advisors, LLC
Palo Alto, CA
AUM: $2 B
Investment management, financial planning and advice to HNW clients, UHNW clients, and 501(c)(3) organizations
R. Kelly Williams, Jr.
President, CEO and Principal
Atlanta Capital Management Company, LLC
Atlanta, GA
AUM: $20.2 B
Investment advisory firm specializing in high quality stock and bond portfolios for institutional and individual clients.
Rana J. Wright
General Counsel
Harris Associates L.P.
Chicago, IL
AUM: $136 B
Value investor seeking to invest in businesses priced at substantial discounts to intrinsic value. Manages long-only U.S., international, and global equity strategies offered through its mutual fund company, the Oakmark Funds.