Following are the current officers and the Board of Governors of the Investment Adviser Association:
Richard Adler
CEO
Red Arrow Capital
Winnetka, IL
Strategic consulting to asset and wealth management firms/director of two IAA member firms
Geoffrey Alexander
President and Portfolio Manager
R. M. Davis, Inc.
Portland, ME
AUM: $4 B
Wealth management firm for individuals, HNW individuals & charitable organizations
Karen Aspinall
Executive Vice President, Deputy General Counsel
Pacific Investment Management Company LLC (PIMCO)
Newport Beach, CA
AUM: $1.7 T
Diversified investment management firm
Alison Baur
Deputy General Counsel
Franklin Templeton Investments
San Mateo, CA
AUM: $753 B
Global asset management firm for institutions, retail and HNW clients
Christine Carsman
Senior Policy Advisor
Affiliated Managers Group, Inc.
Prides Crossing, MA
AUM: $831 B
Invests in boutique asset and wealth management firms (40 independent firms)
Mark Eveans
President and CIO
Meritage Portfolio Management
Overland Park, KS
AUM: $1.6 B
Investment management for HNW individuals, families, corporations, and institutions
Yvette Garcia
Managing Director, General Counsel (as of 6/27/18)
Bessemer Trust
New York, NY
AUM: $34.6 B /over $100 B assets under supervision
Multifamily office that provides comprehensive investment management, wealth planning and family office services
Joan Giardina
Principal
Chesley, Taft & Associates, LLC
Chicago, IL
AUM: $1.8 B
Investment management for HNW clients, families, retirement plans, and small institutions
Richard Hough III
President and CEO
Silvercrest Asset Management
New York, NY
AUM: $21.3 B
Asset management for HNW individuals and select institutional investors
Mary Keefe
Director of Regulatory Affairs
Nuveen Asset Management
Chicago, IL
AUM: $174 B
Institutional investment management
Mason King
Principal
Luther King Capital Management
Fort Worth, TX
AUM: $15.7 B
Investment advisory firm for HNW individuals, foundations, and other institutions
Charles Mahar
CEO/Chief Investment Officer
Tealwood Asset Management
Minneapolis, MN
AUM: $425 M
Investment management and financial planning for HNW clients
Jennifer Murphy
Chief Operating Officer
Western Asset Management Company
Pasadena, CA
AUM: $225 B
Global investment management
David Oestreicher
Chief Legal Counsel
T. Rowe Price Associates, Inc.
Baltimore, MD
AUM: $972 B
Global asset management firm for institutions, retail and HNW clients
Gwen Reinke
Chief Compliance Officer
Vista Equity Partners
San Francisco, CA
AUM: $36 B
Institutional investment management
Jeff Schweon
Partner, Chief Legal Officer
Williams, Jones & Associates, LLC
New York, NY
AUM: $7.5 B
Investment and wealth management for HNW and UHNW clients
Burnie Sparks
President
Bailard, Inc.
Foster City, CA
AUM: $3.6 B
Asset management and wealth management for HNW clients and small institutions
Peter Tuz
President, Senior Securities Analyst & Portfolio Manager
Chase Investment Counsel Corporation
Charlottesville, VA
AUM: $300 M
Investment management for HNW clients and some institutional
Julie Vander Weele
Partner, Managing Director of Wealth Management
RMB Capital Management
Chicago, IL
AUM: $8.2 B
Wealth management, asset management, and retirement solutions
Steven Wilkes
CEO and Portfolio Manager
Hutchinson Capital Management
Larkspur, CA
AUM: $634 M
Independent advisory firm serving individuals, HNW individuals, pension plans & corporations
Jane Williams
Co-Founder and Chairman
Sand Hill Global Advisors, LLC
Palo Alto, CA
AUM: $2.2 B
Investment management, financial planning and advice to HNW clients, UHNW clients, and 501(c)(3) organizations