The 2016 Year in Review provides an overview of the Association and its accomplishment during the year.
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Registered investment advisers abide by principles of fiduciary duty that put the client first. These principles are incorporated in the Standards of Practice endorsed by IAA members.
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"The IAA is our CCO's first stop for information on compliance matters through its online material and access to its legal team."
The IAA exclusively serves SEC-registered investment advisory firms and their employees with a wide range of compliance, education, and advocacy resources.
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Connect with like-minded advisory professionals in the IAA membership to exchange ideas and share experiences.
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IAA webinars address hot topics for advisory professionals. See the library of recordings that are now available.
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The IAA's more than 600 member firms collectively manage $19 trillion for a variety of individual and institutional clients.
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The IAA's directory of service providers, enables IAA members to search for firms in more than 20 categories. This extensive list includes both IAA Associate Members and non-members.
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This 16th annual report provides an overview of the investment advisory industry and its emerging trends.
Summary results of 730 SEC-registered advisers who responded to the 2016 survey provide insights for compliance benchmarking and best practices.
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The IAA's monthly newsletter is packed with articles on current legal, regulatory and compliance matters that are of special interest to investment advisers.
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Briefing webinars inform IAA members about the latest regulatory developments affecting SEC-registered investment advisers.
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Gain practical insights on challenging legal and regulatory issues affecting SEC-registered investment advisers.
IAA webinars address important legal, regulatory, and compliance topics for investment advisers.
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DOL Issues Transition Relief on Fiduciary Rule
2017 Executive Outlook Survey
SEC Staff Provides Custody Rule Guidance
Trump Memo Reopens DOL Fiduciary Rule
IAA Blog: What Can We Expect from the New SEC?
Find out how you can join the more than 600 SEC-registered firms that are members of the IAA and start accessing our full range of advocacy, compliance and educational resources.