The 2016 Year in Review provides an overview of the Association and its accomplishment during the year.
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Registered investment advisers abide by principles of fiduciary duty that put the client first. These principles are incorporated in the Standards of Practice endorsed by IAA members.
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"The IAA is our CCO's first stop for information on compliance matters through its online material and access to its legal team."
The IAA exclusively serves SEC-registered investment advisory firms and their employees with a wide range of compliance, education, and advocacy resources.
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Connect with like-minded advisory professionals in the IAA membership to exchange ideas and share experiences.
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IAA webinars address hot topics for advisory professionals. See the library of recordings that are now available.
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The IAA's more than 600 member firms collectively manage $19 trillion for a variety of individual and institutional clients.
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The IAA's directory of service providers, enables IAA members to search for firms in more than 20 categories. This extensive list includes both IAA Associate Members and non-members.
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This 16th annual report provides an overview of the investment advisory industry and its emerging trends.
Summary results of 730 SEC-registered advisers who responded to the 2016 survey provide insights for compliance benchmarking and best practices.
View the Survey Results
The IAA's monthly newsletter is packed with articles on current legal, regulatory and compliance matters that are of special interest to investment advisers.
View the IAA Newsletter
Briefing webinars inform IAA members about the latest regulatory developments affecting SEC-registered investment advisers.
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Gain practical insights on challenging legal and regulatory issues affecting SEC-registered investment advisers.
IAA webinars address important legal, regulatory, and compliance topics for investment advisers.
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Information on upcoming IAA events is listed below. You may also see a list of upcoming conferences and workshops and webinars.
SEC Seeking Comments on Fiduciary Duty
IAA Urges New SEC Chairman to Address Adviser Regulatory Priorities
IAA’s DOL Fiduciary Rule Rollover Recommendation Checklist
IAA Congratulates New SEC Chair on Confirmation
IAA Comment Letter to CFTC re: Regulation Automated Trading
Find out how you can join the more than 600 SEC-registered firms that are members of the IAA and start accessing our full range of advocacy, compliance and educational resources.