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Webinar - Cybersecurity Regulations for Financial Services

Thursday, April 20, 2017
2:00 – 3:15 p.m. (ET)

In recent years, the increasing number and complexity of cyberattacks against the financial services industry has prompted industry regulators to enforce guidelines and requirements around cybersecurity preparedness.

Topics Covered

The panel will discuss the latest in industry trends and regulatory recommendations:

  • Threats to the Industry: Industry trends and the need for industry preparedness
  • Current Cyber Regulations at Federal and State Levels: Beyond federal regulators (such as the SEC and FINRA), many states have enforced privacy and/or security statutes and regulations. Today, firms must familiarize themselves with both federal and state cybersecurity requirements.
  • DFS Cybersecurity Rule 23 NYCRR 500: Will this new regulation become a standard of care for other regulations and agencies? It seems a new wave of compliance requirements may be on its way.

Presenters

  • Kenneth N. Rashbaum, Partner, Barton LLP
  • Eldon Sprickerhoff, Founder and Chief Security Strategist, eSentire

Webinar Audio Platform

Audio for this webinar will be broadcast through the internet via your computer speakers. Please visit the IAA's Webinar FAQ page or email iaaevents@investmentadviser.org if you have questions.

Registration

Click the "Register" button on this page.

Registration for the live webinar closes on Wednesday, April 19, at noon ET.

IAA Members and IAA Associate Members: The live webinar and a link to the recording are complimentary. Registrations made on or before April 19 at noon ET are automatically registered for both the live webinar and the recording.

Non-Members: The live webinar is $250 (per computer logon). The recorded webinar is $250. The cost for both is $475.

Questions?

For questions regarding this webinar, call (202) 293-4222 or email iaaevents@investmentadviser.org.

About the Presenters

Kenneth N. Rashbaum is a partner at Barton LLP. His practiceadvises multinational corporations and healthcare organizations in the areas of privacy, cybersecurity and e-discovery. Ken has vast experience in preparation of protocols for compliance with data protection and privacy laws; conduct of information security and data breach response assessments, investigations and remediation initiatives; and policies for social media legal and regulatory compliance. Prior to joining Barton, Ken was a senior litigation partner in the New York office of Sedgwick LLP (formerly Sedgwick, Detert, Moran & Arnold) where he was the Co-Chair of the E-Discovery, Compliance and Data Management Practice Group. Ken is an Adjunct Professor of Law at Fordham University School of Law. Download to see image
Eldon Sprickerhoff is the founderand Chief Security Strategistof eSentire. He created the company in response to the incipient yet rapidly growing demand for a more proactive approach to preventing and investigating information security breaches. Now with over twenty years of tactical experience, he is acknowledged as a subject matter expert in information security analysis. Eldon holds a Bachelor of Mathematics, Computer Science degree from the University of Waterloo. Download to see image

Paid Registration Cancellation or Substitution

For paid registrations: Cancellations and substitutions must be received in writing no later than noon (ET) Wednesday, April 19, 2017. There are no refunds for cancellations after this date. Email your requests to megan.olson@investmentadviser.org.

Sponsor

 

eSentire® is the leader in Active Threat Protection solutions and services, the most comprehensive way to defend enterprises from advanced and never-before-seen cyber threats. eSentire's flagship offering, Network Interceptor, challenges legacy security approaches, combining behavior-based analytics, immediate mitigation and actionable intelligence on a 24x7x365 basis. The company's dedicated team of security experts continuously monitors customer networks to detect and block cyber attacks in real-time. In 2015 eSentire was included in the list of "Cool Vendors" in the Cool Vendors in Cloud Security Services, 2015 report by Gartner, Inc. For more information visit www.esentire.com and follow @esentire.

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